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DOT Safety Audit Guide
THE DOT SAFETY AUDIT GUIDE (click here)

1: Order below.
2: Follow the Action Item Checklists.
3: Pass the DOT Audit!
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THE DOT SAFETY AUDIT GUIDE
management program


Safety Procedures

49 C.F.R. Part 385 (d) The provisions of this part apply to all "Commercial" Motor Vehicle (CMV) type vehicles (except non-business private motor carriers of passengers like churches or schools).

The US DOT asserts jurisdiction over “intrastate” operations (e.g., Parts 40, 382, 383, 395, 397, and Hazardous Materials Parts 171-180).

All states have adopted most of the Federal Motor Carrier Safety Regulations (FMCSRs). If you own/control/lease/operate, etc., a regulated vehicle, have been issued a U.S. DOT Number or have applied for a new number, then you need to be prepared for a DOT Safety Audit (SA) or Compliance Review (CR) or the new Compliance, Safety, Accountability enforcement "interventions."

"If during the safety audit . . . (the auditor) discovers an acute violation in the new entrant operation, the safety audit will turn into a formal compliance review that could result in penalties against the carrier. PUCO, State of Ohio.

"Audits/reviews will be conducted in such a manner that assures violations are not missed, overlooked or unrecorded." DOT Field Audit Manual

REALITY CHECK: "In practice, the new entrant audits are not in-depth training sessions." Michael A. Garcia, Esq. Moving Company Legal Guide

REALITY CHECK: "The government has essentially created a system to ‘score’ the safety performance of truck drivers, but keeps that data to themselves until it’s time to go ‘get’ the driver for safety violations," said Steve Bryan, CEO of Vigillo, in a 2011 Fleetowner Magazine interview.

Violations discovered during the course of the audit, may result in a citation. Citations may result in a failed audit, post-audit investigations and fines, order to correct, re-audit, bad safety record or "out-of-service" order.

GOVERNMENT WARNING: In the first three months of 2010 over 44% of New Entrants failed their Safety Audit, Anne Ferro, FMCSA Administrator, testified on April 28, 2010 to the Senate Subcommittee on Surface Transportation.

NEW DOT Policy: if you are recited for an "egregious" violation or even the same violation(s) in a six-year period the U.S. DOT must assess the maximum fine allowed.

The key is preparation! Don't let any DOT audit or "intervention" turn into an emotional event.

Stay in charge of compliance and safety with the DOT Safety Audit Guide management program.


  • How to prepare for the DOT auditor, examiner, or investigator
  • What to sign . . . and what to never sign!
  • Pre-operational (pre-op) requirements after obtaining a US DOT number
  • Setting up the Safety Management Systems (SMS)
  • Required policies, procedures and protocols
  • The MCS-150 Report
  • Unified Carrier Registration (UCR) (Inter~ Requirement)
  • Checking your C.O.T.S. Safety E-profile for errors
  • Protecting yourself against DOT Number Fraud
  • Be Compliance, Safety, Accountability enforcement Ready!
  • The heart of an audit: where you should focus
  • CMV Driver Qualification (with sample forms)*
  • Required driver background investigations*
  • Checking the required Driver's Certificate for errors*
  • Drug & Alcohol Testing for CDL drivers*
  • Duties of the company D.E.R.
  • Driver Inspections*
  • Managing Vehicle and Roadside Inspections*
  • Managing Driver "Hours of Service" Part 395*
  • Driver training requirements
  • Hauling HazMat "Materials of Trade" (for welders, farmers, etc.)
  • Usable Forms
  • Areas of Strict Enforcement
  • Accident Investigation
  • And much, much more . . . know the requirements and become more confident!
    *Violation areas.

Based on years of experience: gain valuable insights!
Updated to keep you current.
"Action Item" checklist format and forms makes audit preparation easy.

Wait! There's more: this program includes FREE personal Expert access for 12 months.

Avoid common mistakes and errors, citations, vehicle impoundment, a failed audit, fines, or a "bad" safety rating.

No Monthly Fees! No hard sell! No BS! Hassle free!

81/2 by 11 in. 151 pages, coil bound,
Program includes 12 months free, personal Expert support.
The DOT Safety Audit Guide
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"I finally found someone whom could answer my questions," Ted Wright, RI



I don't know how I could possibly have gotten through this . . . DOT audit without your guide - A lifesaver.

Thanks for all your help.

Bill Lease
Loss Control Consultant
Brady, Chapman, Holland & Associates, Inc.
Houston, Texas
www.bch-insurance.com